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0 tracked cards Supplemental - Not MEE July 2026

A debtor grants a security interest in a securities account maintained by Broker. Broker signs an agreement with Debtor and Secured Party.
Which agreement term would give Secured Party control for Article 9 purposes?

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The secured party has control if the securities intermediary agrees to comply with the secured party's entitlement orders without further consent from the debtor. Control exists only if the debtor is a broker-dealer. Control is impossible for securities accounts. Control requires the debtor to close the account.

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